Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michel Giacomotti | 1283439 | 1 | 10/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Steven Didonato | 713327 | 1 | 10/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Charles Lettera | 1602683 | 3 | 10/05/1998 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 10/02/1998 | Customer Dispute | Denied | $31,738.60 | $0.00 | See FINRA Report |
| Darren Andrew Wald | 2592911 | 4 | 10/01/1998 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| John Scott Alling | 1013684 | 2 | 10/01/1998 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Zarkowski | 1847714 | 1 | 09/30/1998 | Customer Dispute | Denied | $28,886.90 | $0.00 | See FINRA Report |
| John Seiberling Fulton | 2481439 | 4 | 09/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven L Simmerman | 2591072 | 5 | 09/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Richard Kelly | 2246122 | 2 | 09/30/1998 | Customer Dispute | Denied | $5,357.00 | $0.00 | See FINRA Report |