Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Eppaminondas Johnson | 1970530 | 1 | 10/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Allen Kagan | 862806 | 2 | 10/07/1998 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Vicky Lynn Armstrong | 2366006 | 1 | 10/07/1998 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey Adam Strzelczyk | 1855650 | 1 | 10/07/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Dean Elgaard | 2842646 | 1 | 10/07/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Reed Clemens | 1210209 | 3 | 10/07/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pamela Jane Hughes | 1920696 | 3 | 10/07/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Wyatt Wyatt Arthurs | 1106176 | 1 | 10/07/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay C van Kirk | 1062175 | 1 | 10/06/1998 | Customer Dispute | Denied | $19,847.00 | $0.00 | See FINRA Report |
| Francis L Summers | 1597699 | 4 | 10/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |