Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dianne Beatle Gruber Terrill | 1195382 | 1 | 10/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Friday | 1155086 | 4 | 10/14/1998 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| John Richard Lehr | 874988 | 2 | 10/13/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Gonzalez | 1172302 | 13 | 10/12/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory S Pang | 2465163 | 3 | 10/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Ford Cavender | 867388 | 1 | 10/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Phillips | 1742617 | 2 | 10/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Foerster Reynolds | 2162706 | 19 | 10/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph John Esposito | 860964 | 3 | 10/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Ian Oneill | 1720053 | 1 | 10/08/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |