Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Andrew Weiss | 1915252 | 3 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Klein | 2015790 | 3 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Seth Gusow | 2839715 | 2 | 10/16/1998 | Customer Dispute | Denied | $5,580.00 | $0.00 | See FINRA Report |
| William Anthony Delizza | 1948559 | 1 | 10/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Louis Frankel | 859803 | 2 | 10/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph William Tonyan | 1252187 | 3 | 10/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Izhar Shefer | 1759498 | 12 | 10/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Gardner | 832102 | 11 | 10/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pedro Ernesto Harth-Silva | 1506798 | 1 | 10/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Baron Rothschild | 866836 | 3 | 10/14/1998 | Customer Dispute | Denied | $11,700.00 | $0.00 | See FINRA Report |