Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John P O'Leary | 2354306 | 5 | 10/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harry Walter Linindoll | 1227307 | 3 | 10/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garrett Leonard Going | 2219013 | 4 | 10/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Thomas Poulos | 2044218 | 1 | 10/20/1998 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Timothy Michael Riley | 2396771 | 1 | 10/20/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Ray Katz | 264992 | 2 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul MacMullan | 2743824 | 1 | 10/19/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Lee Metz | 1186829 | 4 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick James Tiernan | 1724047 | 1 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |