Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik Fiebert | 1001840 | 5 | 10/29/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Arden Daniels | 1510142 | 2 | 10/29/1998 | Customer Dispute | Denied | $95,500.00 | $0.00 | See FINRA Report |
| Ronald Dean Martin | 1182288 | 1 | 10/29/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Richard Haught | 2265510 | 2 | 10/29/1998 | Customer Dispute | Denied | $259,069.00 | $0.00 | See FINRA Report |
| Charles Edward Rosenberg | 404350 | 3 | 10/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lore Marie Gordon | 1603850 | 2 | 10/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Howard Wilder | 1474598 | 1 | 10/27/1998 | Customer Dispute | Denied | $8,257.62 | $0.00 | See FINRA Report |
| David Paul Carcieri Carmen Winters | 1093642 | 1 | 10/27/1998 | Customer Dispute | Denied | $11,418.00 | $0.00 | See FINRA Report |
| Jeffery Alex McKannay | 1558453 | 4 | 10/27/1998 | Customer Dispute | Denied | $35,881.00 | $0.00 | See FINRA Report |
| Gary Mark Spector | 1215422 | 3 | 10/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |