Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheldon Joel Wilshinsky | 468818 | 3 | 11/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darrin C Gold | 2347401 | 2 | 10/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel George Foy | 2261291 | 1 | 10/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas L Lawrence Huber | 1475881 | 4 | 10/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Weihon Joe | 258778 | 4 | 10/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Jack Katzki | 602740 | 2 | 10/30/1998 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Gregory Allen Fahn | 2303575 | 1 | 10/29/1998 | Customer Dispute | Denied | $11,750.00 | $0.00 | See FINRA Report |
| Jim D Bashor | 1090317 | 3 | 10/29/1998 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Mary R Lynes | 1085096 | 1 | 10/29/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harold Leroy Stuckey | 2311693 | 1 | 10/29/1998 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |