Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Christopher Quale | 2295338 | 5 | 11/12/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Wilson Moores | 1723389 | 3 | 11/12/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurence Buell Tipton | 1933126 | 3 | 11/11/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Donald William Quirk | 2393276 | 4 | 11/11/1998 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Brian Kent Maddox | 1062052 | 2 | 11/10/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Gary Gale Kephart | 268215 | 3 | 11/10/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward Thomas Gentile | 857477 | 2 | 11/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Nathan Glenn | 223015 | 2 | 11/09/1998 | Customer Dispute | Denied | $17,020.10 | $0.00 | See FINRA Report |
| Scott A Gregory | 2695664 | 1 | 11/09/1998 | Customer Dispute | Denied | $36,900.00 | $0.00 | See FINRA Report |
| John Hamilton Allman | 2096482 | 4 | 11/09/1998 | Customer Dispute | Denied | $50,835.80 | $0.00 | See FINRA Report |