Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Joseph Cabibi | 1537472 | 2 | 11/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nancy Sherif Daoud | 1073514 | 8 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanley Michael Miska | 703711 | 2 | 11/13/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Eric van Kaufman | 827796 | 1 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clarence James Bannowsky | 1955354 | 4 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Richard Bank | 2425369 | 2 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gordon Richard Nearing | 869371 | 1 | 11/13/1998 | Customer Dispute | Denied | $5,720.88 | $0.00 | See FINRA Report |
| Teddy Lellos | 1955971 | 1 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Donald Sims | 2262266 | 1 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Grover Diedrich | 1241426 | 1 | 11/12/1998 | Customer Dispute | Denied | $6,210.00 | $0.00 | See FINRA Report |