Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawn Alta Rehrig | 2198442 | 1 | 11/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edward Lemonick | 718912 | 3 | 11/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Corona | 2366356 | 8 | 11/18/1998 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Howard Rand Hinds | 246383 | 2 | 11/18/1998 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| David Brandt Haring | 1806841 | 1 | 11/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Philip Walsh | 1517634 | 1 | 11/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jean Neustadt Jr | 346765 | 1 | 11/17/1998 | Customer Dispute | Denied | $8,756.12 | $0.00 | See FINRA Report |
| Jeffrey Thomas Conroy | 1855202 | 4 | 11/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 11/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Craig Wolf | 1549455 | 1 | 11/16/1998 | Customer Dispute | Denied | $15,012.90 | $0.00 | See FINRA Report |