Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Peter McCoy | 2702961 | 2 | 11/24/1998 | Customer Dispute | Denied | $15,360.00 | $0.00 | See FINRA Report |
| Peter John Searles | 3006017 | 1 | 11/24/1998 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Manuel F Dermer | 2867649 | 2 | 11/23/1998 | Customer Dispute | Denied | $33,299.00 | $0.00 | See FINRA Report |
| Alex Muscati | 2311373 | 8 | 11/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Monahan | 1546712 | 5 | 11/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gail Wendy Kirsch | 1032463 | 3 | 11/23/1998 | Customer Dispute | Denied | $5,919.82 | $0.00 | See FINRA Report |
| William John Braun | 1271500 | 4 | 11/20/1998 | Customer Dispute | Denied | $22,637.00 | $5,000.00 | See FINRA Report |
| Thomas Matthew Caputo | 2078206 | 1 | 11/20/1998 | Customer Dispute | Denied | $14,118.00 | $0.00 | See FINRA Report |
| Stewart Ritter | 1032383 | 5 | 11/19/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jose Juan Torres | 1244176 | 2 | 11/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |