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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 39,921-39,930 out of 40,739 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven Harlen Levine1632453111/27/1998Customer DisputeDenied$144,000.00$0.00See FINRA Report
Daniel P Crady2856763111/27/1998Customer DisputeDenied$0.00$0.00See FINRA Report
Elliot Fine1398447911/27/1998Customer DisputeDenied$0.00$0.00See FINRA Report
Roy Arcadio Manriquez1002902311/25/1998Customer DisputeDenied$0.00$0.00See FINRA Report
Richard Branson Marchisio319489411/25/1998Customer DisputeDenied$0.00$0.00See FINRA Report
John Draper8394341011/25/1998Customer DisputeDenied$25,066.00$0.00See FINRA Report
Bernard Philip Bellport17460211/25/1998Customer DisputeDenied$24,000.00$0.00See FINRA Report
Susan Kopeski Barlow1125183111/24/1998Customer DisputeDenied$11,000.00$0.00See FINRA Report
Jay V Logan2605540511/24/1998Customer DisputeDenied$5,000.00$0.00See FINRA Report
Robert Calhoun Curtis1251845311/24/1998Customer DisputeDenied$16,000.00$0.00See FINRA Report

40,739 Results

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