Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Harlen Levine | 1632453 | 1 | 11/27/1998 | Customer Dispute | Denied | $144,000.00 | $0.00 | See FINRA Report |
Daniel P Crady | 2856763 | 1 | 11/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Elliot Fine | 1398447 | 9 | 11/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Roy Arcadio Manriquez | 1002902 | 3 | 11/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Richard Branson Marchisio | 319489 | 4 | 11/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Draper | 839434 | 10 | 11/25/1998 | Customer Dispute | Denied | $25,066.00 | $0.00 | See FINRA Report |
Bernard Philip Bellport | 17460 | 2 | 11/25/1998 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
Susan Kopeski Barlow | 1125183 | 1 | 11/24/1998 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
Jay V Logan | 2605540 | 5 | 11/24/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Robert Calhoun Curtis | 1251845 | 3 | 11/24/1998 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |