Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoffrey Michael Mann | 1487935 | 8 | 12/01/1998 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| James Dennis Perwien | 360857 | 2 | 12/01/1998 | Customer Dispute | Denied | $31,071.70 | $0.00 | See FINRA Report |
| Matthew Aaron Newman | 2696585 | 2 | 12/01/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Ross Schaffer | 1142378 | 2 | 12/01/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas William White | 1063068 | 1 | 11/30/1998 | Customer Dispute | Denied | $57,602.00 | $0.00 | See FINRA Report |
| Daniel Andrew Shontere | 2360767 | 3 | 11/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Dean Garnett | 815379 | 4 | 11/30/1998 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael Todd Davenport | 2083707 | 1 | 11/30/1998 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
| James Jeffrey Auxier | 1085665 | 2 | 11/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Moats | 1556961 | 1 | 11/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |