Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Lawrence Rach | 2202176 | 6 | 12/07/1998 | Customer Dispute | Denied | $17,600.00 | $0.00 | See FINRA Report |
| Mark Edward Gilreath | 1340551 | 4 | 12/04/1998 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| James Joseph Murphy | 1024330 | 7 | 12/04/1998 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Frederick Patrick Pierce | 2375874 | 2 | 12/03/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gary George Peirce | 2098729 | 3 | 12/03/1998 | Customer Dispute | Denied | $14,876.00 | $0.00 | See FINRA Report |
| Joe M Roberts | 401030 | 1 | 12/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Leon | 2336148 | 1 | 12/02/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jessica Hopkins Leeds | 1048757 | 3 | 12/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Varo | 2296395 | 1 | 12/01/1998 | Customer Dispute | Denied | $27,098.00 | $0.00 | See FINRA Report |
| Carl Thomas Josephsen | 2054737 | 1 | 12/01/1998 | Customer Dispute | Denied | $42,826.30 | $0.00 | See FINRA Report |