Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Scott Johanson | 1509440 | 1 | 12/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 12/11/1998 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| James Alan Morrow | 2163689 | 1 | 12/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rinico Weldon Sawyer | 1477782 | 4 | 12/11/1998 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Alan Joel Feldman | 861744 | 5 | 12/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edgardo Antonio Cabanillas | 1643849 | 54 | 12/10/1998 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| D. Mark MacGargle | 1017914 | 1 | 12/08/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Trewitt Delano Harding | 236866 | 1 | 12/08/1998 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| George Ignatius Connolly | 1457599 | 1 | 12/07/1998 | Customer Dispute | Denied | $22,324.00 | $0.00 | See FINRA Report |
| John Edward Draper | 2773187 | 4 | 12/07/1998 | Customer Dispute | Denied | $17,600.00 | $0.00 | See FINRA Report |