Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Edward Levin | 307771 | 3 | 12/14/1998 | Customer Dispute | Denied | $378,000.00 | $0.00 | See FINRA Report |
| Glenn Robert King | 2191091 | 24 | 12/14/1998 | Customer Dispute | Denied | $10,700.00 | $0.00 | See FINRA Report |
| Robert Peter Lappin | 1570836 | 7 | 12/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary James Perrault | 1015589 | 3 | 12/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Allan Green | 719518 | 1 | 12/14/1998 | Customer Dispute | Denied | $35,529.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 12/14/1998 | Customer Dispute | Denied | $21,140.20 | $0.00 | See FINRA Report |
| James Edward Costello | 54903 | 1 | 12/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Craig Smith | 1620160 | 3 | 12/12/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfred William Valz | 452388 | 5 | 12/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew R Garver | 2268601 | 2 | 12/11/1998 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |