Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Richard Schmitt | 2470214 | 2 | 12/17/1998 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Edward Anthony Hunton | 1478492 | 4 | 12/17/1998 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Richard Paul Gongorek | 864261 | 1 | 12/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William B Stevenson | 1217172 | 6 | 12/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 12/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Anderson Newman | 2313270 | 2 | 12/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Barrett Haberman | 2425329 | 2 | 12/15/1998 | Customer Dispute | Denied | $13,040.00 | $0.00 | See FINRA Report |
| Martin Allen Stevens | 1804469 | 7 | 12/15/1998 | Customer Dispute | Denied | $13,367.90 | $0.00 | See FINRA Report |
| Michael Wayne Wilcheck | 2688197 | 1 | 12/14/1998 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Moskowitz | 1518377 | 2 | 12/14/1998 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |