Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Ann Briggs | 2189591 | 2 | 12/22/1998 | Customer Dispute | Denied | $66,100.40 | $0.00 | See FINRA Report |
| John Kay Springer | 1399186 | 5 | 12/21/1998 | Customer Dispute | Denied | $18,500.00 | $0.00 | See FINRA Report |
| Michael Lippard Bell | 17449 | 1 | 12/21/1998 | Customer Dispute | Denied | $25,850.00 | $0.00 | See FINRA Report |
| David Anthony Galluccio | 2390123 | 2 | 12/21/1998 | Customer Dispute | Denied | $102,437.00 | $0.00 | See FINRA Report |
| Richard Eugene Borish | 2195357 | 1 | 12/21/1998 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Nicolas Jesus Barrios | 2122824 | 7 | 12/21/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Paul Silberman | 1553164 | 1 | 12/21/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Richard Gouzie | 803925 | 2 | 12/21/1998 | Customer Dispute | Denied | $279,487.00 | $0.00 | See FINRA Report |
| Carol Brown Goodman | 2332163 | 1 | 12/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry R Million | 2136929 | 3 | 12/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |