Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Richard Knight | 2044763 | 2 | 12/31/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Corona | 2366356 | 8 | 12/30/1998 | Customer Dispute | Denied | $31,079.80 | $0.00 | See FINRA Report |
| Bharati Chanchani | 2714059 | 1 | 12/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Wilson | 2655690 | 4 | 12/28/1998 | Customer Dispute | Denied | $47,823.30 | $0.00 | See FINRA Report |
| James Donald Weil | 1844925 | 1 | 12/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Gustafson | 1303708 | 4 | 12/28/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kerry Clifton Kirking | 1459025 | 4 | 12/28/1998 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Rick Lee Collins | 2383312 | 2 | 12/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Bianchin | 2202876 | 1 | 12/23/1998 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Stanley J Parker | 1210667 | 7 | 12/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |