Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gregory Hauer | 862936 | 4 | 01/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gordon Peter Knuth | 1300262 | 2 | 01/07/1999 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Marc Harold Slavny | 2515906 | 2 | 01/07/1999 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Parisi | 1110086 | 8 | 01/06/1999 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Donal Brooks Bahrenburg | 1404576 | 3 | 01/06/1999 | Customer Dispute | Denied | $16,800.00 | $0.00 | See FINRA Report |
| Michael Jay Strasser | 1456856 | 21 | 01/06/1999 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Brendan Kernkamp Leavey | 730149 | 3 | 01/05/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Gregory Hauer | 862936 | 4 | 01/04/1999 | Customer Dispute | Denied | $16,619.80 | $0.00 | See FINRA Report |
| Roger D Gershman | 1593809 | 7 | 01/04/1999 | Customer Dispute | Denied | $24,794.00 | $0.00 | See FINRA Report |
| Vijay Nanalal Dalal | 839592 | 1 | 12/31/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |