Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Jacob Freilicher | 2024617 | 1 | 01/11/1999 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Jeffrey Wayne Cimbal | 2028791 | 4 | 01/11/1999 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| John Raymond Polk | 365158 | 4 | 01/09/1999 | Customer Dispute | Denied | $400,893.00 | $0.00 | See FINRA Report |
| Craig Ernst Chapman | 2736738 | 1 | 01/08/1999 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Clint Daniel Groton | 1735838 | 5 | 01/08/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Bromberg | 2586900 | 4 | 01/07/1999 | Customer Dispute | Denied | $19,925.00 | $0.00 | See FINRA Report |
| Bryan Geoffrey Cook | 2275572 | 1 | 01/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Joseph McMonigle | 712454 | 3 | 01/07/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Larry R Million | 2136929 | 3 | 01/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Scott Sasser | 1014643 | 2 | 01/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |