Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Louis Yovane | 1886432 | 1 | 01/13/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 01/13/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Wilbur Dawkins | 2465788 | 1 | 01/12/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Dean J Eisen | 2420909 | 3 | 01/12/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Philip Rakowski | 1385242 | 4 | 01/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Allen Freidin | 1547945 | 7 | 01/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David L Chiang | 2176466 | 1 | 01/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Billy Ray Caldwell | 2183471 | 1 | 01/11/1999 | Customer Dispute | Denied | $8,531.25 | $0.00 | See FINRA Report |
| John James Petracco | 1066918 | 13 | 01/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Kernkamp Leavey | 730149 | 3 | 01/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |