Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rachel Begun Gammerman | 2712421 | 2 | 01/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Jay Kulesh | 1019957 | 1 | 01/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Paul Leslie Dranove | 1400006 | 4 | 01/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James Douglas Hall | 1314078 | 13 | 01/18/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Davidson Correll | 1663972 | 1 | 01/17/1999 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
Henry Luczyszyn | 1889038 | 1 | 01/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Edward Wesley MacAuley | 2197112 | 2 | 01/15/1999 | Customer Dispute | Denied | $18,505.00 | $0.00 | See FINRA Report |
Joseph C Dimattina | 2194369 | 1 | 01/15/1999 | Customer Dispute | Denied | $6,374.99 | $0.00 | See FINRA Report |
Raymond J Ruiz | 1947190 | 3 | 01/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Timothy Eugene Gardner | 2480619 | 1 | 01/14/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |