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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 39,811-39,820 out of 40,739 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rachel Begun Gammerman2712421201/19/1999Customer DisputeDenied$0.00$0.00See FINRA Report
William Jay Kulesh1019957101/19/1999Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Leslie Dranove1400006401/19/1999Customer DisputeDenied$0.00$0.00See FINRA Report
James Douglas Hall13140781301/18/1999Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Davidson Correll1663972101/17/1999Customer DisputeDenied$51,000.00$0.00See FINRA Report
Henry Luczyszyn1889038101/17/1999Customer DisputeDenied$0.00$0.00See FINRA Report
Edward Wesley MacAuley2197112201/15/1999Customer DisputeDenied$18,505.00$0.00See FINRA Report
Joseph C Dimattina2194369101/15/1999Customer DisputeDenied$6,374.99$0.00See FINRA Report
Raymond J Ruiz1947190301/15/1999Customer DisputeDenied$0.00$0.00See FINRA Report
Timothy Eugene Gardner2480619101/14/1999Customer DisputeDenied$0.00$0.00See FINRA Report

40,739 Results

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