Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ron Ray Willoughby | 2425926 | 4 | 01/21/1999 | Customer Dispute | Denied | $96,000.00 | $0.00 | See FINRA Report |
| Brian Gerard Ferguson | 2513616 | 1 | 01/21/1999 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| David Soshnik | 430922 | 1 | 01/21/1999 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Murray Bee Roark | 1041803 | 5 | 01/21/1999 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Alan Gregory Hollingsworth | 1914660 | 4 | 01/21/1999 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Adam Baker Landau | 2204351 | 1 | 01/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Merton Hall | 2098008 | 8 | 01/20/1999 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| William Drewes Smith | 2122890 | 1 | 01/20/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Clifford Virgin III | 1878876 | 5 | 01/19/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Stephen Charles Gribben | 1222237 | 2 | 01/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |