Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Wayne Riggan | 721606 | 1 | 01/26/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Fataneh Geransar | 2337191 | 2 | 01/26/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Lloyd Kolokoff | 814064 | 9 | 01/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Don Corbin Garman | 2315281 | 1 | 01/26/1999 | Customer Dispute | Denied | $7,600.31 | $0.00 | See FINRA Report |
| Michael James Bock | 1261530 | 6 | 01/26/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth David Horwitz | 1618079 | 4 | 01/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 01/23/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roy Kenneth Woods | 2421143 | 1 | 01/22/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Allen Wilden | 1432558 | 1 | 01/22/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy J O'Connor | 1672880 | 3 | 01/22/1999 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |