Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Sidney Felsenthal | 206089 | 1 | 02/01/1999 | Customer Dispute | Denied | $12,811.00 | $0.00 | See FINRA Report |
| Catherine Grace Bruno | 1105312 | 2 | 01/29/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| J S Reuter | 829005 | 1 | 01/29/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Crossan Seybolt | 858172 | 1 | 01/29/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin John Garcia | 1440737 | 2 | 01/29/1999 | Customer Dispute | Denied | $30,253.60 | $0.00 | See FINRA Report |
| Richard Daniel Barrett | 13454 | 3 | 01/28/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Robert Tuffs | 2009880 | 1 | 01/28/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Aaron J Friedrich | 2548382 | 1 | 01/27/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shaun Thomas Nagle | 2291674 | 6 | 01/26/1999 | Customer Dispute | Denied | $8,625.00 | $0.00 | See FINRA Report |
| Patrick Michael Foley | 2266555 | 1 | 01/26/1999 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |