Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Strum | 438815 | 5 | 02/10/1999 | Customer Dispute | Denied | $73,521.00 | $0.00 | See FINRA Report |
| Richard John Denecker | 1065784 | 3 | 02/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony David Friend | 2412603 | 1 | 02/10/1999 | Customer Dispute | Denied | $8,776.00 | $0.00 | See FINRA Report |
| John Thomas Diciaccio | 1197967 | 4 | 02/09/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Fain | 500386 | 2 | 02/09/1999 | Customer Dispute | Denied | $7,630.00 | $0.00 | See FINRA Report |
| Alison Patricia Scavone | 1026125 | 2 | 02/09/1999 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Greco | 1062063 | 1 | 02/09/1999 | Customer Dispute | Denied | $8,561.00 | $0.00 | See FINRA Report |
| Gene Franklyn McNeil | 2188003 | 1 | 02/09/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Joseph Mirabella | 2224600 | 5 | 02/08/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Louis Okun | 351789 | 3 | 02/08/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |