Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Dimaria | 2721781 | 3 | 02/16/1999 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Alan Paul Weilacher | 1372467 | 4 | 02/16/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fredric Joseph Virgilio | 2230933 | 2 | 02/16/1999 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Wayne Scott Dictor | 1068558 | 6 | 02/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James D Burkett | 1329142 | 1 | 02/15/1999 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 02/12/1999 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |
| Robert Forte | 1837688 | 1 | 02/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Philip Dwight Chapman | 44758 | 3 | 02/12/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Jonathan Mindock | 719167 | 2 | 02/11/1999 | Customer Dispute | Denied | $7,650.00 | $0.00 | See FINRA Report |
| James Andrew Wolfinger | 471466 | 1 | 02/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |