Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Block | 2103543 | 19 | 02/22/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Starr | 1863320 | 3 | 02/22/1999 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Ivan Philip Feinseth | 1961493 | 4 | 02/22/1999 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Andree Camarco Johnson | 1267429 | 1 | 02/22/1999 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
| Harry Ken Lackner | 2115244 | 2 | 02/22/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Charles Farmer | 1968975 | 7 | 02/22/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 02/19/1999 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Jeffrey Carl Weiss | 819242 | 6 | 02/19/1999 | Customer Dispute | Denied | $41,958.00 | $0.00 | See FINRA Report |
| Douglas Mark Ross | 1002559 | 3 | 02/19/1999 | Customer Dispute | Denied | $51,864.00 | $0.00 | See FINRA Report |
| James Randy Smith | 719534 | 6 | 02/19/1999 | Customer Dispute | Denied | $41,958.00 | $0.00 | See FINRA Report |