Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Lammot Zimmerman | 2159978 | 3 | 03/01/1999 | Customer Dispute | Denied | $7,030.01 | $0.00 | See FINRA Report |
| Edward L Turley | 1872294 | 15 | 02/26/1999 | Customer Dispute | Denied | $49,000.00 | $0.00 | See FINRA Report |
| Mark Stephen Joyce | 1317613 | 1 | 02/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert J McDonald | 727997 | 2 | 02/25/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jerry Wolf Czin | 59661 | 7 | 02/25/1999 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Paul Steven Cohen | 707161 | 2 | 02/24/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melanie Rudolph | 2234465 | 1 | 02/24/1999 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Dominec Yanniello | 728260 | 3 | 02/23/1999 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| John Robert Gehlhaart | 2218291 | 1 | 02/23/1999 | Customer Dispute | Denied | $16,157.00 | $0.00 | See FINRA Report |
| Elias Tache | 1800891 | 1 | 02/23/1999 | Customer Dispute | Denied | $18,880.00 | $0.00 | See FINRA Report |