Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard James Sacks | 1006139 | 2 | 03/03/1999 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Wiley Richard Gardner | 1177348 | 3 | 03/03/1999 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Mark Warren Lamb | 1437554 | 5 | 03/03/1999 | Customer Dispute | Denied | $20,250.00 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 03/02/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tom Arnett Jr | 1080126 | 4 | 03/02/1999 | Customer Dispute | Denied | $21,700.00 | $0.00 | See FINRA Report |
| Larry Steven Miller | 1330644 | 6 | 03/02/1999 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Joseph Ghodsi | 2714039 | 1 | 03/02/1999 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| David Daniel Mumford | 2280989 | 1 | 03/02/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Ralph A Vandenboom | 1531257 | 1 | 03/01/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Andrew Eklin | 1939237 | 1 | 03/01/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |