Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael B Cunningham | 2246577 | 3 | 03/08/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| John Thomas Fetherston | 2269097 | 1 | 03/08/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Andrew Banks | 1186771 | 5 | 03/08/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Roger William Kinder | 2026585 | 1 | 03/08/1999 | Customer Dispute | Denied | $7,710.00 | $0.00 | See FINRA Report |
| Stephen Robert Besse | 2466615 | 1 | 03/08/1999 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| David B Brian Arnold | 2750002 | 1 | 03/06/1999 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Michael Francis Oconnor | 730847 | 2 | 03/05/1999 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Cecil Allen Ross | 2391047 | 3 | 03/04/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurence Harvey Meisner | 331406 | 1 | 03/04/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Richard Grayem | 1262963 | 2 | 03/04/1999 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |