Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Jay Huff | 2030423 | 2 | 03/15/1999 | Customer Dispute | Denied | $14,800.00 | $0.00 | See FINRA Report |
| Douglas John McWilliams | 1833255 | 2 | 03/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Dioguardi | 2782706 | 1 | 03/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas M Lyon | 1097383 | 1 | 03/15/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| John Larrence Page | 2269324 | 20 | 03/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Benjamin Greenman | 839600 | 6 | 03/14/1999 | Customer Dispute | Denied | $9,645.00 | $0.00 | See FINRA Report |
| Andrew Edwin Watkins | 1139486 | 2 | 03/13/1999 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Bryan Kirby Ross | 1085707 | 3 | 03/12/1999 | Customer Dispute | Denied | $29,658.40 | $0.00 | See FINRA Report |
| Todd Glenn Feldman | 1941263 | 4 | 03/12/1999 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| David Stewart Harkins | 2291516 | 2 | 03/12/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |