Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Edwin Lindberg | 2113381 | 1 | 03/19/1999 | Customer Dispute | Denied | $6,429.30 | $0.00 | See FINRA Report |
| Michael Lance Phillips | 1283402 | 3 | 03/19/1999 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Michael Chait | 1058994 | 2 | 03/19/1999 | Customer Dispute | Denied | $19,400.00 | $0.00 | See FINRA Report |
| Gary Wayne Gassmann | 2013892 | 1 | 03/18/1999 | Customer Dispute | Denied | $22,790.00 | $0.00 | See FINRA Report |
| Michael John Witous | 1566239 | 1 | 03/17/1999 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Mark Evin Reichek | 1691451 | 1 | 03/17/1999 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Matthew Aaron Goldstein | 2637415 | 1 | 03/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Patton | 1201694 | 2 | 03/16/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Loren Richard van Loo | 1825243 | 2 | 03/16/1999 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Phillip R Williams | 704804 | 2 | 03/16/1999 | Customer Dispute | Denied | $6,200.00 | $0.00 | See FINRA Report |