Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Mark Dunn | 864742 | 4 | 03/26/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lawrence David Zerg | 1573095 | 3 | 03/24/1999 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Paul Bryan Berman | 717991 | 6 | 03/24/1999 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| John Michael Quello | 865455 | 2 | 03/24/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Wallace McRae Davis | 1532144 | 4 | 03/23/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Carmen Joseph Pontelandolfo | 2007113 | 4 | 03/23/1999 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| David Roberts | 2238402 | 3 | 03/22/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Vincent Ramella | 827043 | 1 | 03/22/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Loy Clark Coffey | 2423011 | 4 | 03/22/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Michael Foley | 1044165 | 1 | 03/22/1999 | Customer Dispute | Denied | $25,500.00 | $0.00 | See FINRA Report |