Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Howard Hirsch | 1147538 | 5 | 03/31/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Kenneth Phillip Arnold | 2429006 | 2 | 03/31/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Reed Hanlon | 1268466 | 1 | 03/29/1999 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Mark Kevin Brenner | 1361210 | 1 | 03/29/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Cataldo | 1039290 | 2 | 03/29/1999 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 03/29/1999 | Customer Dispute | Denied | $34,100.00 | $0.00 | See FINRA Report |
| Kevin Gerard Clar | 1150064 | 2 | 03/29/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent J Marino | 1098968 | 2 | 03/29/1999 | Customer Dispute | Denied | $5,934.35 | $0.00 | See FINRA Report |
| David Bennett Woffindin | 817560 | 4 | 03/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick Daniel Kelleher | 1380773 | 5 | 03/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |