Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cecil Jonathan Bryan | 870408 | 3 | 04/06/1999 | Customer Dispute | Denied | $11,343.80 | $0.00 | See FINRA Report |
| Patrick Dean Chin | 1982392 | 9 | 04/06/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Steven Max Ehrman | 1419036 | 2 | 04/05/1999 | Customer Dispute | Denied | $13,783.20 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 04/05/1999 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Paul Alfred Gilbert | 220424 | 2 | 04/05/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard William Osterbuhr | 1939040 | 2 | 04/05/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Bret | 1542688 | 2 | 04/01/1999 | Customer Dispute | Denied | $395,000.00 | $0.00 | See FINRA Report |
| Phillip Maxwell Blevins | 1027389 | 1 | 04/01/1999 | Customer Dispute | Denied | $395,000.00 | $0.00 | See FINRA Report |
| Michael G Maron | 1823919 | 1 | 03/31/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nancy C Novak | 2480643 | 1 | 03/31/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |