Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shuyi Kong | 3039505 | 3 | 04/09/1999 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Thomas William Brown | 1135160 | 3 | 04/09/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 04/09/1999 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Steven Richard Perlstein | 2206197 | 5 | 04/09/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Ira Schwarzberg | 1758825 | 1 | 04/08/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Harrison Grant | 1945209 | 7 | 04/08/1999 | Customer Dispute | Denied | $13,284.90 | $0.00 | See FINRA Report |
| Charles L Shereff | 1939467 | 2 | 04/08/1999 | Customer Dispute | Denied | $6,124.58 | $0.00 | See FINRA Report |
| David Karl Butscher | 2268980 | 1 | 04/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Thomas Gerold | 2357333 | 1 | 04/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter M Dearcangelis | 712169 | 1 | 04/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |