Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Patrick Hendry | 2529259 | 2 | 04/13/1999 | Customer Dispute | Denied | $11,601.00 | $0.00 | See FINRA Report |
| John Draper | 839434 | 10 | 04/13/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Gregory Hollingsworth | 1914660 | 4 | 04/13/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Debra Wallach | 1023895 | 1 | 04/13/1999 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Robert Louis Milardo | 831436 | 2 | 04/12/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfred Joseph Fasulo | 2387239 | 1 | 04/12/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Homer Burr | 1280957 | 1 | 04/12/1999 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Jack Kaye | 265575 | 1 | 04/09/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Cole | 1385405 | 3 | 04/09/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Taylor | 1989525 | 10 | 04/09/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |