Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Steven Franco | 1007869 | 2 | 04/16/1999 | Customer Dispute | Denied | $9,600.00 | $0.00 | See FINRA Report |
| Jonathan Hare Wilt | 1399796 | 3 | 04/16/1999 | Customer Dispute | Denied | $14,750.00 | $0.00 | See FINRA Report |
| Martha Jean Stevens | 1883501 | 1 | 04/15/1999 | Customer Dispute | Denied | $8,612.04 | $0.00 | See FINRA Report |
| David Alan Inchauspe | 254856 | 2 | 04/15/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Julius Pappas | 2899904 | 3 | 04/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Stuart Cohen | 50025 | 2 | 04/14/1999 | Customer Dispute | Denied | $23,561.00 | $0.00 | See FINRA Report |
| James D Belenis | 2441443 | 8 | 04/14/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Douglas Sullivan | 1332934 | 4 | 04/14/1999 | Customer Dispute | Denied | $88,125.00 | $0.00 | See FINRA Report |
| Adnan Hamid Hussain | 2021482 | 1 | 04/14/1999 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Carlo Anthony Panaccione | 1531543 | 2 | 04/14/1999 | Customer Dispute | Denied | $7,103.70 | $0.00 | See FINRA Report |