Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Randall Folgmann | 2490969 | 1 | 04/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justyn Seth Feldman | 2283535 | 4 | 04/20/1999 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Charles Bert Somers | 1069251 | 3 | 04/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Richard Alexander | 2717 | 4 | 04/19/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David John Olivieri | 352195 | 1 | 04/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sherry Lynn Gustin | 1502636 | 1 | 04/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Robert Gordon | 1560046 | 3 | 04/19/1999 | Customer Dispute | Denied | $11,135.00 | $0.00 | See FINRA Report |
| Robert Collins Roland | 403170 | 2 | 04/17/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Ronald Douglas Cowling | 871272 | 3 | 04/17/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Gregory Addison Lebar | 1571584 | 3 | 04/16/1999 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |