Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diana Libuano Ruhtenberg | 1671444 | 3 | 04/23/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carmen Joseph Pontelandolfo | 2007113 | 4 | 04/23/1999 | Customer Dispute | Denied | $10,652.00 | $0.00 | See FINRA Report |
| Lawrence Jay Solomon | 1060442 | 6 | 04/22/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Douglas Sullivan | 1332934 | 4 | 04/22/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Sgorbati | 870013 | 3 | 04/22/1999 | Customer Dispute | Denied | $33,266.00 | $0.00 | See FINRA Report |
| Morris Nathan Symson | 441596 | 3 | 04/22/1999 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Robert Hugh Barrette | 2172288 | 1 | 04/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Stuart Myers | 726436 | 2 | 04/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean J Eisen | 2420909 | 3 | 04/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John F Curtis | 705648 | 2 | 04/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |