Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Madden | 2074516 | 1 | 05/21/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erik Erle Simmons | 2479132 | 7 | 05/21/1999 | Customer Dispute | Denied | $33,575.00 | $0.00 | See FINRA Report |
| Donald S Jacobson | 1208436 | 1 | 05/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Christopher Karp | 2335003 | 2 | 05/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Gary Bohrer | 25040 | 1 | 05/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Anthony Liberti | 1731862 | 1 | 05/20/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Walter Ledbetter | 2161107 | 2 | 05/20/1999 | Customer Dispute | Denied | $20,752.90 | $0.00 | See FINRA Report |
| Robert Shane Adrian | 2603585 | 1 | 05/20/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Milton J Smylie Jr | 429435 | 3 | 05/19/1999 | Customer Dispute | Denied | $58,500.00 | $0.00 | See FINRA Report |
| Philip Touati Delord | 2453511 | 1 | 05/19/1999 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |