Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Webb Lloyd Davis | 837814 | 5 | 05/26/1999 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| James Harold Mahoney | 1220078 | 6 | 05/26/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lauchie Hugh Martin | 321420 | 4 | 05/26/1999 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Ralph Thomas Bryan | 2166019 | 1 | 05/26/1999 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Raymond F Iozzo | 1337411 | 2 | 05/26/1999 | Customer Dispute | Denied | $20,750.00 | $0.00 | See FINRA Report |
| Charles Edward Coss | 2305537 | 4 | 05/26/1999 | Customer Dispute | Denied | $30,731.70 | $0.00 | See FINRA Report |
| Langley King Respess | 2163098 | 1 | 05/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David M Simon | 1073980 | 1 | 05/25/1999 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 05/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Kramer | 1014174 | 2 | 05/24/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |