Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Steven Pastolove | 2391247 | 2 | 06/08/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Gerald Master Lowe | 1930469 | 3 | 06/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Okeefe Graham | 717332 | 7 | 06/07/1999 | Customer Dispute | Denied | $8,266.08 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 06/04/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Fredric Teich | 2433587 | 8 | 06/04/1999 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| John Henry Shaw | 1583975 | 2 | 06/04/1999 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Roberto Dejesuspou | 1746630 | 26 | 06/03/1999 | Customer Dispute | Denied | $290,295.00 | $0.00 | See FINRA Report |
| Abraham Lincoln Ludovici | 1081183 | 1 | 06/03/1999 | Customer Dispute | Denied | $28,204.50 | $0.00 | See FINRA Report |
| Edward Joseph Fisher | 1339845 | 1 | 06/03/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Frank Linn Holloway | 2362129 | 1 | 06/02/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |