Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sebastian Bulfamante | 719567 | 2 | 06/10/1999 | Customer Dispute | Denied | $6,624.96 | $0.00 | See FINRA Report |
| Gordon Eliot Fallone | 1767760 | 3 | 06/09/1999 | Customer Dispute | Denied | $185,000.00 | $0.00 | See FINRA Report |
| Carmelo Defranco | 2735135 | 7 | 06/09/1999 | Customer Dispute | Denied | $82,257.70 | $0.00 | See FINRA Report |
| James Edward McCann | 1255133 | 3 | 06/09/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farzad Moazed | 1375718 | 4 | 06/09/1999 | Customer Dispute | Denied | $5,188.09 | $0.00 | See FINRA Report |
| Robert Joseph Donofrio | 70172 | 1 | 06/08/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| J Michael Powell | 817569 | 1 | 06/08/1999 | Customer Dispute | Denied | $63,460.00 | $0.00 | See FINRA Report |
| Michael George Foster | 1928840 | 1 | 06/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 06/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Dean Joseph Alioto | 702704 | 15 | 06/08/1999 | Customer Dispute | Denied | $41,050.00 | $0.00 | See FINRA Report |