Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Greg Paul Giordano | 1901233 | 1 | 06/15/1999 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Bruce Gregory Barth | 13880 | 8 | 06/14/1999 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Ballarini | 1262665 | 4 | 06/14/1999 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Joseph David Catalano | 1690422 | 2 | 06/13/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frank Louis Campanale | 824910 | 1 | 06/11/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Richard Kelly | 2246122 | 2 | 06/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Paul Conrad | 2480596 | 2 | 06/11/1999 | Customer Dispute | Denied | $12,146.00 | $0.00 | See FINRA Report |
| John Morton Noble | 1014339 | 2 | 06/11/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Larry Eugene Boyer | 1054795 | 3 | 06/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gilbert Calvin Vanvoorden | 453422 | 3 | 06/10/1999 | Customer Dispute | Denied | $24,118.10 | $0.00 | See FINRA Report |