Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maximilien Freelander | 2110045 | 6 | 06/16/1999 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Scott Richard Ayres | 1425721 | 2 | 06/16/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Mitchell Reid | 2126764 | 1 | 06/16/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lavon Hines | 1222691 | 2 | 06/15/1999 | Customer Dispute | Denied | $9,731.00 | $0.00 | See FINRA Report |
| Lynn Rene Brandenburg | 2327008 | 2 | 06/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Detlef Michael Schoeppler | 2759253 | 13 | 06/15/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Mark Abbey Varon | 2475603 | 1 | 06/15/1999 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Tracy Timmerman | 2983113 | 2 | 06/15/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Sandra Ann Moyer | 2196129 | 1 | 06/15/1999 | Customer Dispute | Denied | $5,997.73 | $0.00 | See FINRA Report |
| Tyson Franklin Wood | 1098550 | 1 | 06/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |