Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Wilson Fleming | 1021968 | 5 | 06/22/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kurt Allen Studier | 1191897 | 1 | 06/22/1999 | Customer Dispute | Denied | $10,701.80 | $0.00 | See FINRA Report |
| Lori Cousineau Weaver | 1731464 | 10 | 06/22/1999 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Barry Kenneth Haughin | 1029452 | 1 | 06/21/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 06/18/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul David Hartman | 1234769 | 6 | 06/18/1999 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Kenneth Bruce Gautschi | 722931 | 4 | 06/18/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Matthew Hess | 1033640 | 1 | 06/17/1999 | Customer Dispute | Denied | $46,469.00 | $0.00 | See FINRA Report |
| Joseph Ross Dotson | 856692 | 1 | 06/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Wright | 2209902 | 4 | 06/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |