Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David John Lehrer | 1015128 | 2 | 06/28/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Mark A Brunson | 2619406 | 1 | 06/28/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jason Grady Sanders | 2325694 | 2 | 06/28/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| John M Moran | 1069038 | 2 | 06/28/1999 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Gerald Wayne Childs | 2290563 | 2 | 06/25/1999 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Donald Wayne Buescher | 1660991 | 2 | 06/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Pinaire | 1331983 | 2 | 06/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Arlen Morrison | 1147477 | 4 | 06/24/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Edward Pfaff | 1644397 | 1 | 06/23/1999 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Flora Rendon Andrade | 1701365 | 4 | 06/23/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |